Sarbanes-Oxley Act (SOX) Compliance Reports

The SOX Act requires all public companies and public accounting firms to show external auditors the accuracy of their financial reporting.

SureLog permits enterprises to collect, retain and review terabytes of audit trail log data from all sources to support IT process controls of Section 404 of the SOX Act. These logs form the basis of the internal controls that provide enterprise with the assurance that financial and business information is factual and accurate.

SureLog covers the following SOX policies:

SEC 302 (a)(4)(A) - System Events

• System Logs
• Audit Logs Cleared

SEC 302 (a)(4)(A) - Process Tracking

• Process Access

SEC 302 (a)(4)(B) - Policy Changes

• User Policy Changes
• Domain Policy Changes
• Audit Policy Changes

SEC 302 (a)(4)(C) - Logon

• Successful User Logons
• Successful User Logoffs
• Unsuccessful User Logons
• Terminal Service Session

SEC 302 (a)(4)(D) - Account Logon

• Successful User Account Validation
• Unsuccessful User Account Validation

SEC 302 (a)(5)(A) - Object Access

• Object Accessed
• Object Created
• Object Modified
• Object Deleted
• Object Handle

SEC 302 (a)(5)(B) - User Access

• Individual User Action

SEC 302 (a)(6) - Account Management

• User Account Changes
• Computer Account Changes
• User Group Changes